Korrine Kohm

managing director

korrine@altpilotgroup.com

Korrine Kohm is a nationally-recognized leader in regulatory compliance for wealth management and private fund managers. Korrine works with clients in the development and implementation of complex compliance programs, conducts on-site compliance reviews, mock SEC examinations, as well as due diligence reviews for manager mergers and acquisitions. Korrine routinely counsels clients on various regulatory matters, including SEC registration issues, advertising, developing or refining compliance programs, disclosures, and the annual review process. Korrine is frequently asked to speak at industry conferences on topics ranging from ethics and compliance program development to regulatory developments. 

Prior to joining altPILOT, Korrine was the Director of Retail Wealth Services at CSS, a Confluence Company for over a decade.  Prior to that, Korrine was the Chief Compliance Officer and Head of Operations at Estabrook Capital Management, where she was responsible for all compliance functions of this SEC-registered, $2.1B investment advisory firm. Korrine began her regulatory career while working at Allied Irish Bank (NY) in the Operations Department where she was a member of the compliance Committee, responsible for ensuring compliance with Federal and State regulations.

An active member of the National Society of Compliance Professionals for over seventeen years, Korrine earned her Investment Adviser Certified Compliance Professional (IACCP™ ) designation in 2006, is a member of the Association of Certified Fraud Examiners, and has obtained her Certified Fraud Examiner (CFE) designation. In addition to her experience in compliance and banking, Korrine began the sixteen-week intensive training course in Quantico, Virginia, to become a Special Agent with the Federal Bureau of Investigation.

education

  • St. John's University (MA | Government and Politics | 1997)

  • St. John's University (BA | History | 1995)

  • Trinity College, Dublin (Irish history and literary coursework)